SEBI's further 30, Sept. to comply with the provisions to market participants. Relief until
- Cyber Security and Cyber Resilience Audit to be submitted by September 30
(Commercial Representative) Mumbai, Ta. Wednesday, July 29, 2020
In the wake of the Corona epidemic, the Securities and Exchange Board of India (SEBI) has earlier decided to extend the time limit for compliance with various regulatory provisions, including trading members, clearing members and depository participants.
SEBI has issued a circular in this regard today informing all recognized stock exchanges and clearing corporations, trading members-clearing members as well as KYC registration agencies to extend the relevant deadline. In which most of the term has been announced to be extended till September 30, 2020. Of these, Client Funding Reporting for the months of June and July 2020, Artificial Intelligence (AI) for the quarter ending June 30, and Reporting for Machine Learning (ML) for the months of June and July 2020, extended to September 20, 2020. Certificate of Compliance for Margin Trading, 31, Risk Based Supervision for the year ending March 2020, 31, Internal Audit Report for the half-yearly end of March 2020, Annual System Audit Report for the end year, March 31, March 30, 2013. Networth Certificate for members for the half year ended 31, March 2020, maintenance of call record of orders received from customers, submission of weekly monitoring of client funds under the provisions of enhanced supervision, daily margin reporting, daily margin reporting. Including.
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